Securities

Getting Started in the Securities Industry

Pass your FINRA or NASAA qualification exam or explore solutions to fulfill your IAR CE requirements. Choose from live online or OnDemand classes, or prepare on your own with our self-study options.

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Securities Licensing

Kaplan offers a variety of series licensing exam prep study packages, classes, and tools. Whether you want to pass the Securities Industry Essentials (SIE) exam, a qualification exam, or a combination of exams, we have everything you need to feel confident on exam day.

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IAR Continuing Education

Designed to help you better serve your clients, Kaplan’s IAR CE courses will deepen your regulatory understanding while fulfilling your requirements. We offer courses to satisfy both Products and Practices and Ethics and Professional Responsibility components at all difficulty levels. Kaplan courses are compatible with other CE programs.

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Explore More from Advance My Career

Terms and Conditions: 15% off applies to insurance licensing study packages, insurance continuing education total access libraries, securities licensing study packages, IAR continuing education total access library, and accounting CPE study packages only. To redeem online, enter code ADVANCE at checkout. This offer cannot be used in conjunction with other discounts or promotions, cannot be applied to previous purchases, extensions, or state fees, and is not redeemable for cash value. Offer begins September 18, 2024, and expires October 18, 2024, at 11:59 pm CT.